Partnering with YOU for Financial Planning Success!
Investment Management, Financial Planning, Tax Preparation
Partnering with YOU for Financial Planning Success!
Investment Management, Financial Planning, Tax Preparation
Ethical and Privacy Policies
Code of Ethics
1. All associates, owners, and agents of Affinity Financial LLC must act with integrity, competence, diligence, respect, and in an ethical manner with the public, clients, prospective clients, employees, and colleagues within the financial services profession.
2. All associates, owners, and agents of Affinity Financial LLC must place the integrity of the investment profession and the interests of the client above their own personal interests.
3. All associates, owners, and agents of Affinity Financial LLC must use reasonable care, exercise independent, professional judgment, when providing financial advice, making investment recommendations, and during any period of the financial planning process.
4. All associates, owners, and agents of Affinity Financial LLC will conduct business in a professional and ethical manner as well as abide by all applicable state and federal laws.
5. All associates, owners, and agents of Affinity Financial LLC must maintain and constantly work to improve their level of competence by continuing education, professional association memberships, and maintaining the required licensing to practice in this firm.
6. All associates, owners, and agents of Affinity Financial LLC must not knowingly make any misrepresentations relating to financial products, services, affiliations, or any other professional activities.
7. All associates, owners, and agents of Affinity Financial LLC must not engage in any activity that would be considered professional misconduct. This would include dishonesty, fraud, deceit, or any activity that would be considered just cause for regulatory violations.
8. All associates, owners, and agents of Affinity Financial LLC must have total loyalty to their clients and act with reasonable care and competence as well as exercise prudent judgment. All recommendations and decisions must be made with total independence and objectivity in the best interests of the client at all times.
9. All associates, owners, and agents of Affinity Financial LLC must not solicit or accept any gift or benefit that would misconstrue or compromise the decisions and/or recommendations made while working with/for a client.
10. All associates, owners, and agents of Affinity Financial LLC must act with care in preserving the privacy of the client's personal information. (see Affinity Financial LLC privacy policy.)
Care, Compassion, Respect, and Integrity
Our Statement of Privacy Policy
Affinity Financial LLC is dedicated to protecting your privacy and providing you with the highest level of service. We want you to understand how we gather and may share customer information at Affinity Financial LLC, the choices you have, and how we protect that information in everything we do.
Keeping financial information secure is our responsibility and our commitment to you.
1. We protect customer information through physical, electronic, contractual and procedural measures that comply with or exceed applicable laws and standards.
2. We train our employees to protect customer information and only authorize access for employees who we believe have a business need for that information. Employees are held accountable by Affinity Financial LLC's Code of Conduct and Ethics to properly protect customer information.
3. We maintain policies and procedures that provide for the proper physical security of work spaces and records.
4. We require contractors and other companies that provide services on our behalf to protect information, and we prohibit those companies from using it for any other purpose. We only provide them with information that we believe is necessary to fulfill their responsibilities or to provide a financial service to you.
5. Protecting information about our customers online is an essential part of our service to you.
6. The section above is a summary. It is important that you read the rest of our Privacy Statement for a more detailed explanation of our privacy practices.
